Charles Collier - 01 Oct 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role: President, Roku Media
Signature: /s/ Renee Strandness, attorney-in-fact
Issuer symbol: ROKU
Transactions as of: 01 Oct 2024
Net transactions value: $0
Form type: 4
Filing time: 04 Oct 2024, 20:34:31 UTC
Previous filing: 13 Sep 2024
Next filing: 05 Nov 2024
SEC: View on sec.gov

Quoteable Key Fact

"Charles Collier filed Form 4 for ROKU, INC (ROKU) on 04 Oct 2024."

Quick Takeaways

This page summarizes Charles Collier's Form 4 filing for ROKU, INC (ROKU).
1 reported transaction and 1 derivative row are listed below.
Filing timestamp: 04 Oct 2024, 20:34.

What Changed

Previous filing in this sequence was filed on 13 Sep 2024.
Current net transaction value: $0.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

ROKU transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value: $0
Shares: +2,017
Change %
Price: $0.000000
Shares after: 2,017
Date: 01 Oct 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,017
Exercise price: $74.34
Footnotes: F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.