Anthony J. Wood - 05 Aug 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
05 Aug 2024
Net transactions value
$0
Form type
4
Filing time
07 Aug 2024, 18:27:18 UTC
Previous filing
02 Jul 2024
Next filing
14 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Gift $0 -22,656 -54% $0.000000 19,195 05 Aug 2024 The Anthony J. Wood 2023 Annuity Trust V
transaction ROKU Class A Common Stock Gift $0 +22,656 +331% $0.000000 29,505 05 Aug 2024 Wood Revocable Trust
holding ROKU Class A Common Stock 10,040 05 Aug 2024 Direct
holding ROKU Class A Common Stock 42,500 05 Aug 2024 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 279,801 05 Aug 2024 The Anthony J. Wood 2024 Annuity Trust V
holding ROKU Class A Common Stock 54,702 05 Aug 2024 The Anthony J. Wood 2022 Annuity Trust V-B
holding ROKU Class A Common Stock 45,298 05 Aug 2024 The Anthony J. Wood 2023 Annuity Trust V-B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +707 $0.000000 707 06 Aug 2024 Class A Common Stock 707 $53.03 Direct F1
transaction ROKU Employee Stock Option (right to buy) Award $0 +7,920 $0.000000 7,920 06 Aug 2024 Class A Common Stock 7,920 $53.03 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.
F2 This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.