Charles Collier - Jul 16, 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Jul 16, 2024
Transactions value $
-$233,350
Form type
4
Date filed
7/18/2024, 04:51 PM
Previous filing
Jul 2, 2024
Next filing
Aug 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Sale -$233K -3.59K -22.93% $65.00 12.1K Jul 16, 2024 Direct F1
holding ROKU Class A Common Stock 600 Jul 16, 2024 Charles D. Collier Revocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to Mr. Collier's 10b5-1 plan.