Charles Collier - 03 Jun 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: President, Roku Media
Issuer ticker: ROKU
Reported as of: 03 Jun 2024
Net transaction value: -$1,277,416
SEC form: 4
Accepted by SEC: 05 Jun 2024, 17:04:49 UTC
Prior SEC filing: 03 May 2024
Next SEC filing: 02 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Renee Strandness, attorney-in-fact

Key filing fact

Charles Collier filed Form 4 for ROKU, INC (ROKU) on 05 Jun 2024.

Key facts

This page summarizes Charles Collier's Form 4 filing for ROKU, INC (ROKU).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 05 Jun 2024, 17:04.

Change

Previous filing in this sequence was filed on 03 May 2024.
Current net transaction value: -$1,277,416.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +29,340
Change %: +346%
Price: $0.000000
Shares after: 37,814
Date: 03 Jun 2024
Ownership: Direct

ROKU transaction

Class A Common Stock

Tax liability

Transaction value: $867,883
Shares: -14,979
Change %: -40%
Price: $57.94
Shares after: 22,835
Date: 03 Jun 2024
Ownership: Direct
Footnotes: F1

ROKU transaction

Class A Common Stock

Sale

Transaction value: $409,532
Shares: -7,181
Change %: -31%
Price: $57.03
Shares after: 15,654
Date: 04 Jun 2024
Ownership: Direct
Footnotes: F2

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 600
Date: 03 Jun 2024
Ownership: Charles D. Collier Revocable Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -29,340
Change %: -9.1%
Price: $0.000000
Shares after: 293,398
Date: 03 Jun 2024
Ownership: Direct
Underlying class: Class A Common
Underlying amount: 29,340
Exercise price
Footnotes: F3, F4

ROKU transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value: $0
Shares: +2,589
Change %
Price: $0.000000
Shares after: 2,589
Date: 03 Jun 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,589
Exercise price: $57.94
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

Footnote F2

Shares sold pursuant to Mr. Collier's 10b5-1 plan.

Footnote F3

Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Footnote F4

This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Footnote F5

This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.