Anthony J. Wood - 01 Mar 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role: CEO and Chairman BOD, Director, 10%+ Owner
Signature: /s/ Renee Strandness, attorney-in-fact
Issuer symbol: ROKU
Transactions as of: 01 Mar 2024
Net transactions value: -$206,394
Form type: 4
Filing time: 05 Mar 2024, 20:40:04 UTC
Previous filing: 29 Feb 2024
Next filing: 15 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROKU	Class A Common Stock	Options Exercise	$0	+8,278		$0.000000	8,278	01 Mar 2024	Direct
transaction	ROKU	Class A Common Stock	Tax liability	$206,394	-3,258	-39%	$63.35	5,020	01 Mar 2024	Direct	F1
holding	ROKU	Class A Common Stock						42,500	01 Mar 2024	Wood 2020 Irrevocable Trust
holding	ROKU	Class A Common Stock						6,849	01 Mar 2024	The Anthony J. Wood 2022 Annuity Trust V
holding	ROKU	Class A Common Stock						54,702	01 Mar 2024	The Anthony J. Wood 2022 Annuity Trust V-B
holding	ROKU	Class A Common Stock						45,298	01 Mar 2024	The Anthony J. Wood 2023 Annuity Trust V-B
holding	ROKU	Class A Common Stock						41,851	01 Mar 2024	The Anthony J. Wood 2023 Annuity Trust V
holding	ROKU	Class A Common Stock						279,801	01 Mar 2024	The Anthony J. Wood 2024 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROKU	Restricted Stock Unit	Options Exercise	$0	-8,278	-9.1%	$0.000000	82,776	01 Mar 2024	Class A Common Stock	8,278		Direct	F2, F3
transaction	ROKU	Employee Stock Option (right to buy)	Award	$0	+711		$0.000000	711	01 Mar 2024	Class A Common Stock	711	$63.35	Direct	F4
transaction	ROKU	Employee Stock Option (right to buy)	Award	$0	+6,629		$0.000000	6,629	01 Mar 2024	Class A Common Stock	6,629	$63.35	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
F2	Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3	This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F4	This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.
F5	This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.