Mustafa Ozgen - Mar 1, 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Pres, Devices, Prod, and Tech
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Mar 1, 2024
Transactions value $
-$303,763
Form type
4
Date filed
3/5/2024, 08:38 PM
Previous filing
Dec 15, 2023
Next filing
Jun 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +9.67K +399.88% $0.00 12.1K Mar 1, 2024 Direct
transaction ROKU Class A Common Stock Tax liability -$304K -4.8K -39.67% $63.35 7.29K Mar 1, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4.76K -16.67% $0.00 23.8K Mar 1, 2024 Class A Common Stock 4.76K Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4.91K -9.09% $0.00 49.1K Mar 1, 2024 Class A Common Stock 4.91K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.