Anthony J. Wood - 23 Feb 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
23 Feb 2024
Net transactions value
$0
Form type
4
Filing time
27 Feb 2024, 16:54:27 UTC
Previous filing
13 Feb 2024
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $7,640,995 +136,276 +96% $56.07 277,497 23 Feb 2024 Direct
transaction ROKU Class A Common Stock Options Exercise $104,164 +2,304 +0.83% $45.21 279,801 23 Feb 2024 Direct
holding ROKU Class A Common Stock 42,500 23 Feb 2024 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 6,849 23 Feb 2024 The Anthony J. Wood 2022 Annuity Trust V
holding ROKU Class A Common Stock 54,702 23 Feb 2024 The Anthony J. Wood 2022 Annuity Trust V-B
holding ROKU Class A Common Stock 45,298 23 Feb 2024 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 41,851 23 Feb 2024 The Anthony J. Wood 2023 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Options Exercise $7,640,995 -136,276 -100% $56.07 0 23 Feb 2024 Class A Common Stock 136,276 $56.07 Direct F1
transaction ROKU Employee Stock Option (right to buy) Options Exercise $104,164 -2,304 -100% $45.21 0 23 Feb 2024 Class A Common Stock 2,304 $45.21 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option is fully vested.