Teresa van Niekerk - Feb 23, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Chief Procurement Officer
Signature
/s/ Preston B. Ray attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 23, 2024
Transactions value $
-$105,556
Form type
4
Date filed
2/27/2024, 04:39 PM
Previous filing
Feb 23, 2024
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +1.1K +6.26% 18.7K Feb 23, 2024 Direct F1
transaction ALSN Common Stock Options Exercise +42 +0.22% 18.7K Feb 23, 2024 Direct F2
transaction ALSN Common Stock Tax liability -$24.2K -324 -1.73% $74.63 18.4K Feb 23, 2024 Direct F3
transaction ALSN Common Stock Options Exercise $119K +2.76K +15% $43.13 21.2K Feb 26, 2024 Direct
transaction ALSN Common Stock Options Exercise $130K +3.3K +15.6% $39.42 24.5K Feb 26, 2024 Direct
transaction ALSN Common Stock Options Exercise $137K +2.89K +11.8% $47.35 27.4K Feb 26, 2024 Direct
transaction ALSN Common Stock Sale -$467K -6.24K -22.82% $74.87 21.1K Feb 26, 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1.1K -50% $0.00 1.1K Feb 23, 2024 Common Stock 1.1K Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -42 -35% $0.00 78 Feb 23, 2024 Common Stock 42 Direct F2
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -2.76K -100% $0.00* 0 Feb 26, 2024 Common Stock 2.76K $43.13 Direct F5
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -3.3K -49.99% $0.00 3.3K Feb 26, 2024 Common Stock 3.3K $39.42 Direct F6
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -2.89K -33.33% $0.00 5.77K Feb 26, 2024 Common Stock 2.89K $47.35 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.7488 to $74.9799. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The option vested in three equal annual installments beginning on February 10, 2022.
F6 The options vest in three equal annual installments beginning on February 23, 2023.
F7 The option vests in three equal annual installments beginning on February 22, 2024.