Teresa van Niekerk - Feb 21, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Chief Procurement Officer
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 21, 2024
Transactions value $
-$23,485
Form type
4
Date filed
2/23/2024, 04:36 PM
Previous filing
Feb 13, 2024
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +962 +5.68% 17.9K Feb 22, 2024 Direct F1
transaction ALSN Common Stock Options Exercise +17 +0.1% 17.9K Feb 22, 2024 Direct F2
transaction ALSN Common Stock Tax liability -$23.5K -320 -1.79% $73.39 17.6K Feb 22, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Award $0 +6.63K $0.00 6.63K Feb 21, 2024 Common Stock 6.63K $70.88 Direct F4
transaction ALSN Restricted Stock Units Award $0 +2.21K $0.00 2.21K Feb 21, 2024 Common Stock 2.21K Direct F5, F6
transaction ALSN Restricted Stock Units Options Exercise $0 -962 -33.32% $0.00 1.93K Feb 22, 2024 Common Stock 962 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -17 -12.41% $0.00 120 Feb 22, 2024 Common Stock 17 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F4 The options vest in three equal annual installments beginning on February 21, 2025.
F5 Each RSU represents a contingent right to receive one share of ALSN common stock.
F6 The RSUs vest in three equal annual installments beginning on February 21, 2025.