Dana JH Pittard - Feb 22, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 22, 2024
Transactions value $
-$58,065
Form type
4
Date filed
2/26/2024, 04:01 PM
Previous filing
Feb 23, 2024
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $111K +2.35K +50.71% $47.35 6.98K Feb 22, 2024 Direct
transaction ALSN Common Stock Sale -$169K -2.35K -33.65% $72.09 4.63K Feb 22, 2024 Direct F1
holding ALSN Common Stock 13.4K Feb 22, 2024 Pittard Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -2.35K -33.32% $0.00 4.7K Feb 22, 2024 Common Stock 2.35K $47.35 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.
F2 The option vests in three equal annual installments beginning on February 22, 2024.