Dana JH Pittard - Feb 21, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Defense Programs
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 21, 2024
Transactions value $
-$26,053
Form type
4
Date filed
2/23/2024, 04:17 PM
Previous filing
Feb 22, 2024
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +782 +18.68% 4.97K Feb 22, 2024 Direct F1
transaction ALSN Common Stock Options Exercise +14 +0.28% 4.98K Feb 22, 2024 Direct F2
transaction ALSN Common Stock Tax liability -$26.1K -355 -7.12% $73.39 4.63K Feb 22, 2024 Direct F3
holding ALSN Common Stock 13.4K Feb 21, 2024 Pittard Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Award $0 +5.39K $0.00 5.39K Feb 21, 2024 Common Stock 5.39K $70.88 Direct F4
transaction ALSN Restricted Stock Units Award $0 +1.8K $0.00 1.8K Feb 21, 2024 Common Stock 1.8K Direct F5, F6
transaction ALSN Restricted Stock Units Options Exercise $0 -782 -33.3% $0.00 1.57K Feb 22, 2024 Common Stock 782 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -14 -12.61% $0.00 97 Feb 22, 2024 Common Stock 14 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
F4 The options vest in three equal annual installments beginning on February 21, 2025.
F5 Each RSU represents a contingent right to receive one share of ALSN common stock.
F6 The RSUs vest in three equal annual installments beginning on February 21, 2025.