Bruce D. Broussard - 21 Feb 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Executive Officer, Director
Signature
Bruce D. Broussard
Issuer symbol
HUM
Transactions as of
21 Feb 2024
Net transactions value
-$3,102,008
Form type
4
Filing time
23 Feb 2024, 13:10:44 UTC
Previous filing
19 Dec 2023
Next filing
24 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +22,572 +30% $0.000000 96,817 22 Feb 2024 Direct F10
transaction HUM Humana Common Tax liability $3,102,008 -8,473 -8.8% $366.10 88,344 22 Feb 2024 Direct F11
transaction HUM Humana Common Award $0 +21,786 +25% $0.000000 110,130 21 Feb 2024 Direct F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 13,430 21 Feb 2024 Humana Common 13,430 $350.79 Direct F1
holding HUM Options 30,425 21 Feb 2024 Humana Common 30,425 $376.61 Direct F2
holding HUM Options 23,734 21 Feb 2024 Humana Common 23,734 $425.06 Direct F3
holding HUM Options 26,484 21 Feb 2024 Humana Common 26,484 $510.24 Direct F4
holding HUM Restricted Stock Units 2,184 21 Feb 2024 Humana Common 2,184 Direct F5, F6
holding HUM Restricted Stock Units 4,573 21 Feb 2024 Humana Common 4,573 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F7 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F8 Restricted stock units granted to reporting person on 2/21/24.
F9 Includes 21,786 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F10 Includes Performance Stock Units that are not required to be reported until vest.
F11 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/22/24.