Bruce D. Broussard - Dec 15, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Dec 15, 2023
Transactions value $
-$1,265,573
Form type
4
Date filed
12/19/2023, 10:30 AM
Previous filing
Apr 26, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +2.47K +3.52% $0.00 72.5K Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$450K -970 -1.34% $463.58 71.5K Dec 15, 2023 Direct F9
transaction HUM Humana Common Options Exercise $0 +2.18K +3.05% $0.00 73.7K Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$399K -860 -1.17% $463.58 72.9K Dec 15, 2023 Direct F9
transaction HUM Humana Common Options Exercise $0 +2.29K +3.14% $0.00 75.1K Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$417K -900 -1.2% $463.58 74.2K Dec 15, 2023 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -2.47K -100% $0.00* 0 Dec 15, 2023 Humana Common 2.47K Direct F5, F6
transaction HUM Restricted Stock Units Options Exercise $0 -2.18K -50% $0.00 2.18K Dec 15, 2023 Humana Common 2.18K Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -2.29K -33.33% $0.00 4.57K Dec 15, 2023 Humana Common 2.29K Direct F5, F8
holding HUM Options 13.4K Dec 15, 2023 Humana Common 13.4K $350.79 Direct F1
holding HUM Options 30.4K Dec 15, 2023 Humana Common 30.4K $376.61 Direct F2
holding HUM Options 23.7K Dec 15, 2023 Humana Common 23.7K $425.06 Direct F3
holding HUM Options 26.5K Dec 15, 2023 Humana Common 26.5K $510.24 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.