John-Paul W. Felter - Dec 15, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
SVP, Chief Accting Off & Cont.
Signature
John-Paul W. Felter
Stock symbol
HUM
Transactions as of
Dec 15, 2023
Transactions value $
-$16,689
Form type
4
Date filed
12/19/2023, 10:32 AM
Previous filing
Aug 3, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +114 +78.62% $0.00 259 Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$16.7K -36 -13.9% $463.58 223 Dec 15, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -114 -33.24% $0.00 229 Dec 15, 2023 Humana Common 114 Direct F1, F3
holding HUM Restricted Stock Units 421 Dec 15, 2023 Humana Common 421 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F2 Restricted stock units granted to reporting person on 8/1/2022, 33% of the award is vesting on 8/1/23, 8/1/24, and 8/1/25.
F3 Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F4 Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23.