John-Paul W. Felter - 01 Aug 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
SVP, Chief Accting Off & Cont.
Signature
John-Paul W. Felter
Issuer symbol
HUM
Transactions as of
01 Aug 2023
Transactions value $
-$29,779
Form type
4
Filing time
03 Aug 2023, 11:28:38 UTC
Previous filing
28 Feb 2023
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +210 $0.00 210 01 Aug 2023 Direct
transaction HUM Humana Common Tax liability -$29.8K -65 -30.95% $458.14 145 01 Aug 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -210 -33.28% $0.00 421 01 Aug 2023 Humana Common 210 Direct F1, F2
holding HUM Restricted Stock Units 343 01 Aug 2023 Humana Common 343 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F2 Restricted stock units granted to reporting person on 8/1/2022, 33% of the award is vesting on 8/1/23, 8/1/24, and 8/1/25.
F3 Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F4 Shares disposed of represent payment of tax liability resulting from vesting of restricted shares on 8/1/23.