Patrick A. Roney - Dec 13, 2023 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Patrick A. Roney
Stock symbol
VWE
Transactions as of
Dec 13, 2023
Transactions value $
$53,000
Form type
4
Date filed
12/15/2023, 04:30 PM
Previous filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $53K +100K +32.22% $0.53 410K Dec 13, 2023 By IRA F1
holding VWE Common Stock 81.4K Dec 13, 2023 Direct
holding VWE Common Stock 6.52M Dec 13, 2023 By Patrick A. Roney and Laura G. Roney Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.52 to $0.53. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.