JOHN F. SCHULTZ - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Issuer symbol
HPE
Transactions as of
08 Dec 2023
Net transactions value
+$4,262,908
Form type
4
Filing time
12 Dec 2023, 20:10:47 UTC
Previous filing
11 Dec 2023
Next filing
13 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $2,271,919 +140,069 +62% $16.22 365,117 08 Dec 2023 Direct F1
transaction HPE Common Stock Tax liability $782,339 -48,233 -13% $16.22 316,884 08 Dec 2023 Direct
transaction HPE Common Stock Award $1,102,263 +67,957 +21% $16.22 384,841 08 Dec 2023 Direct F2
transaction HPE Common Stock Tax liability $433,755 -26,742 -6.9% $16.22 358,099 08 Dec 2023 Direct
transaction HPE Common Stock Award $217,462 +13,407 +3.7% $16.22 371,506 08 Dec 2023 Direct F3
transaction HPE Common Stock Tax liability $85,593 -5,277 -1.4% $16.22 366,229 08 Dec 2023 Direct
transaction HPE Common Stock Options Exercise $1,110,227 +68,448 +19% $16.22 434,677 08 Dec 2023 Direct
transaction HPE Common Stock Tax liability $436,886 -26,935 -6.2% $16.22 407,742 08 Dec 2023 Direct
transaction HPE Common Stock Options Exercise $899,967 +55,485 +14% $16.22 463,227 09 Dec 2023 Direct
transaction HPE Common Stock Tax liability $334,262 -20,608 -4.4% $16.22 442,619 09 Dec 2023 Direct
transaction HPE Common Stock Options Exercise $1,016,426 +62,665 +14% $16.22 505,284 10 Dec 2023 Direct
transaction HPE Common Stock Tax liability $394,114 -24,298 -4.8% $16.22 480,986 10 Dec 2023 Direct
transaction HPE Common Stock Options Exercise $177,447 +10,940 +2.3% $16.22 491,926 09 Dec 2023 Direct
transaction HPE Common Stock Tax liability $65,853 -4,060 -0.83% $16.22 487,866 09 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -62,665 -100% 0 10 Dec 2023 Common Stock 62,665 Direct F4, F5
transaction HPE Restricted Stock Units Options Exercise -55,485 -50% 55,484 09 Dec 2023 Common Stock 55,485 Direct F4, F6
transaction HPE Restricted Stock Units Options Exercise -10,940 -50% 10,940 09 Dec 2023 Common Stock 10,940 Direct F4, F7
transaction HPE Restricted Stock Units Options Exercise -68,448 -33% 136,894 08 Dec 2023 Common Stock 68,448 Direct F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.
F7 As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.
F8 As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.