JOHN F. SCHULTZ - 07 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Issuer symbol: HPE
Transactions as of: 07 Dec 2023
Net transactions value: $0
Form type: 4
Filing time: 11 Dec 2023, 19:56:36 UTC
Previous filing: 14 Jun 2023
Next filing: 12 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						225,048	07 Dec 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+822	+1.3%		62,665	14 Jul 2023	Common Stock	822		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+1,502	+1.4%		110,969	14 Jul 2023	Common Stock	1,502		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+300	+1.4%		21,880	14 Jul 2023	Common Stock	300		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+2,872	+1.4%		205,341	14 Jul 2023	Common Stock	2,872		Direct	F2, F6
transaction	HPE	Restricted Stock Units	Award		+209,367			209,367	07 Dec 2023	Common Stock	209,367		Direct	F2, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes 547.5350 shares at $14.6110 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/23 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 4.6450 shares at $16.9877 per share received on 07/14/23 through dividends paid in shares, and 4.7240 shares at $16.8239 per share received on 10/13/23 through dividends paid in shares.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F4	As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F5	As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F6	As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F7	On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.