David E. Bullwinkle - 06 Dec 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
CFO and Senior Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for David E. Bullwinkle
Issuer symbol
KODK
Transactions as of
06 Dec 2023
Net transactions value
$0
Form type
4
Filing time
07 Dec 2023, 16:33:23 UTC
Previous filing
19 May 2023
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 62,983 06 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -15,000 -100% 0 06 Dec 2023 Common Stock, par value $.01 15,000 $3.03 Direct F3
transaction KODK Stock Option (Right to Buy) Award +15,000 15,000 06 Dec 2023 Common Stock, par value $.01 15,000 $3.03 Direct F3
holding KODK Restricted Stock Units 50,000 06 Dec 2023 Common Stock, par value $.01 50,000 $0.000000 Direct F1
holding KODK Performance Stock Units 50,000 06 Dec 2023 Common Stock, par value $.01 50,000 $0.000000 Direct F2
holding KODK Stock Option (Right to Buy) 10,000 06 Dec 2023 Common Stock, par value $.01 10,000 $4.53 Direct F4
holding KODK Stock Option (Right to Buy) 10,000 06 Dec 2023 Common Stock, par value $.01 10,000 $6.03 Direct F4
holding KODK Stock Option (Right to Buy) 10,000 06 Dec 2023 Common Stock, par value $.01 10,000 $12.00 Direct F4
holding KODK Stock Option (Right to Buy) 45,942 06 Dec 2023 Common Stock, par value $.01 45,942 $16.24 Direct F4
holding KODK Stock Option (Right to Buy) 355,330 06 Dec 2023 Common Stock, par value $.01 355,330 $12.50 Direct F4
holding KODK Stock Option (Right to Buy) 72,017 06 Dec 2023 Common Stock, par value $.01 72,017 $3.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
F2 These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
F3 The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.
F4 This option has fully vested as of the date of this report.