David E. Bullwinkle - 17 May 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
CFO and Senior Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for David E. Bullwinkle
Issuer symbol
KODK
Transactions as of
17 May 2023
Net transactions value
$0
Form type
4
Filing time
19 May 2023, 17:05:27 UTC
Previous filing
21 Feb 2023
Next filing
07 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 62,983 17 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Award $0 +50,000 $0.000000 50,000 17 May 2023 Common Stock, par value $.01 50,000 $0.000000 Direct F1
transaction KODK Performance Stock Units Award $0 +50,000 $0.000000 50,000 17 May 2023 Common Stock, par value $.01 50,000 $0.000000 Direct F2
holding KODK Stock Option (Right to Buy) 15,000 17 May 2023 Common Stock, par value $.01 15,000 $3.03 Direct F3
holding KODK Stock Option (Right to Buy) 10,000 17 May 2023 Common Stock, par value $.01 10,000 $4.53 Direct F3
holding KODK Stock Option (Right to Buy) 10,000 17 May 2023 Common Stock, par value $.01 10,000 $6.03 Direct F3
holding KODK Stock Option (Right to Buy) 10,000 17 May 2023 Common Stock, par value $.01 10,000 $12.00 Direct F3
holding KODK Stock Option (Right to Buy) 45,942 17 May 2023 Common Stock, par value $.01 45,942 $16.24 Direct F4
holding KODK Stock Option (Right to Buy) 355,330 17 May 2023 Common Stock, par value $.01 355,330 $12.50 Direct F4
holding KODK Stock Option (Right to Buy) 72,017 17 May 2023 Common Stock, par value $.01 72,017 $3.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.
F2 These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.
F3 This option vested one-third on each of 7/27/2021 and 7/27/2022 and vests one-third on 7/27/2023.
F4 This option has fully vested as of the date of this report.