Paul Marciano - Dec 1, 2023 Form 4 Insider Report for GUESS INC (GES)

Role
Chief Creative Officer, Director, 10%+ Owner
Signature
Jason T. Miller (attorney-in-fact)
Stock symbol
GES
Transactions as of
Dec 1, 2023
Transactions value $
-$6,784,095
Form type
4
Date filed
12/5/2023, 05:03 PM
Previous filing
Mar 24, 2023
Next filing
Dec 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GES Common Stock Sale -$3.41M -150K -10.86% $22.71 1.23M Dec 1, 2023 by ENRG Capital Holdings, LLC F1, F2
transaction GES Common Stock Sale -$3.38M -150K -12.18% $22.52 1.08M Dec 4, 2023 by ENRG Capital Holdings, LLC F2, F3
holding GES Common Stock 328K Dec 1, 2023 Direct
holding GES Common Stock 10.5M Dec 1, 2023 by Paul Marciano Trust F4
holding GES Common Stock 171K Dec 1, 2023 by G Financial Holdings, LLC F5
holding GES Common Stock 339K Dec 1, 2023 by G Financial Holdings II, LLC F6
holding GES Common Stock 4.63M Dec 1, 2023 by Maurice Marciano Trust F7, F8
holding GES Common Stock 104K Dec 1, 2023 by Next Step Capital, LLC ( F9
holding GES Common Stock 555K Dec 1, 2023 by Next Step Capital II, LLC F10
holding GES Common Stock 106K Dec 1, 2023 by Exempt Gift Trust F11
holding GES Common Stock 370K Dec 1, 2023 by Nonexempt Gift Trust F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.6050 to $22.8300. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F2 Shares are held by ENRG Capital Holdings, LLC (previously known as NRG Capital Holdings, LLC).
F3 The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.3650 to $22.8000. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F4 Shares are held by the Paul Marciano Trust dated, 2/20/86.
F5 Shares are held by G Financial Holdings, LLC.
F6 Shares are held by G Financial Holdings II, LLC.
F7 Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F8 Shares are held by the Maurice Marciano Trust. This reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F9 Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F10 Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F11 Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F12 Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the person's pecuniary interest therein.