Paul Marciano - 22 Mar 2023 Form 4 Insider Report for GUESS INC (GES)

Role
Chief Creative Officer, Director, 10%+ Owner
Signature
Jason T. Miller (attorney-in-fact)
Issuer symbol
GES
Transactions as of
22 Mar 2023
Net transactions value
$0
Form type
4
Filing time
24 Mar 2023, 17:00:21 UTC
Previous filing
14 Mar 2023
Next filing
05 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GES Common Stock Award $0 +110,620 +51% $0.000000 327,884 22 Mar 2023 Direct F1
holding GES Common Stock 10,478,105 22 Mar 2023 by Paul Marciano Trust F2
holding GES Common Stock 170,666 22 Mar 2023 by G Financial Holdings, LLC F3
holding GES Common Stock 339,005 22 Mar 2023 by G Financial Holdings II, LLC F4
holding GES Common Stock 1,381,700 22 Mar 2023 by NRG Capital Holdings F5
holding GES Common Stock 4,617,263 22 Mar 2023 by Maurice Marciano Trust F6
holding GES Common Stock 103,801 22 Mar 2023 by Next Step Capital, LLC ( F7
holding GES Common Stock 554,940 22 Mar 2023 by Next Step Capital II, LLC F8
holding GES Common Stock 105,977 22 Mar 2023 by Exempt Gift Trust F9
holding GES Common Stock 370,309 22 Mar 2023 by Nonexempt Gift Trust F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
F2 Shares are held by the Paul Marciano Trust dated, 2/20/86.
F3 Shares are held by G Financial Holdings, LLC.
F4 Shares are held by G Financial Holdings II, LLC.
F5 Shares are held by NRG Capital Holdings, LLC.
F6 Shares are held by the Maurice Marciano Trust. This reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F7 Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F8 Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F9 Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F10 Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the t person's pecuniary interesttherein.