Timothy D. Proctor - 27 Nov 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Timothy Proctor
Issuer symbol
N/A
Transactions as of
27 Nov 2023
Net transactions value
+$21,218
Form type
4
Filing time
29 Nov 2023, 16:31:28 UTC
Previous filing
27 Nov 2023
Next filing
01 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $11,332 +20,236 +27% $0.5600 94,099 27 Nov 2023 Direct F1, F2
transaction VWE Common Stock Purchase $9,886 +17,344 +18% $0.5700 111,443 28 Nov 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.548 to $0.57, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Includes 10,478 RSUs that vest on 11/30/2023.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.55 to $0.58, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.