Timothy Proctor - Nov 22, 2023 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Timothy Proctor
Stock symbol
VWE
Transactions as of
Nov 22, 2023
Transactions value $
$17,025
Form type
4
Date filed
11/27/2023, 05:03 PM
Previous filing
Jun 13, 2023
Next filing
Nov 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $9.97K +17.7K +40.77% $0.57 60.9K Nov 22, 2023 Direct F1, F2
transaction VWE Common Stock Purchase $7.05K +12.9K +21.2% $0.55 73.9K Nov 24, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.546 to $0.593, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Includes 10,478 RSUs that vest on 11/30/2023.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.53 to $0.57, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.