Mustafa Ozgen - 15 Nov 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
President, Devices
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
15 Nov 2023
Net transactions value
-$436,781
Form type
4
Filing time
17 Nov 2023, 18:32:59 UTC
Previous filing
19 Sep 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +9,668 +31% $0.000000 41,008 15 Nov 2023 Direct
transaction ROKU Class A Common Stock Sale $436,781 -4,906 -12% $89.03 36,102 16 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,759 -14% $0.000000 28,552 15 Nov 2023 Class A Common Stock 4,759 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,909 -8.3% $0.000000 54,007 15 Nov 2023 Class A Common Stock 4,909 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.