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Signature
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/s/ Renee Strandness, attorney-in-fact
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Stock symbol
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ROKU
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Transactions as of
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Nov 15, 2023
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Transactions value $
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-$392,275
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Form type
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4
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Date filed
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11/17/2023, 06:29 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROKU |
Class A Common Stock |
Options Exercise |
$0 |
+6.59K |
+8.39% |
$0.00 |
85.1K |
Nov 15, 2023 |
Direct |
|
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$288K |
-3.24K |
-3.8% |
$89.03 |
81.9K |
Nov 16, 2023 |
Direct |
F1 |
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$104K |
-1.17K |
-1.42% |
$89.19 |
80.7K |
Nov 17, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-2.15K |
-14.29% |
$0.00 |
12.9K |
Nov 15, 2023 |
Class A Common Stock |
2.15K |
|
Direct |
F3, F4 |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-4.44K |
-8.33% |
$0.00 |
48.8K |
Nov 15, 2023 |
Class A Common Stock |
4.44K |
|
Direct |
F3, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: