-
Signature
-
/s/ Renee Strandness, attorney-in-fact
-
Stock symbol
-
ROKU
-
Transactions as of
-
Nov 15, 2023
-
Transactions value $
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-$2,614,382
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Form type
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4
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Date filed
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11/17/2023, 06:28 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROKU |
Class A Common Stock |
Options Exercise |
$0 |
+29.3K |
+177.08% |
$0.00 |
45.9K |
Nov 15, 2023 |
Direct |
|
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$1.36M |
-15.3K |
-33.38% |
$89.03 |
30.6K |
Nov 16, 2023 |
Direct |
F1 |
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$1.25M |
-14K |
-45.82% |
$89.19 |
16.6K |
Nov 17, 2023 |
Direct |
F2 |
| holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
600 |
Nov 15, 2023 |
Charles D. Collier Revocable Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-29.3K |
-7.69% |
$0.00 |
352K |
Nov 15, 2023 |
Class A Common |
29.3K |
|
Direct |
F3, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: