| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROKU | Class A Common Stock | Sale | -$12.3K | -208 | -3.71% | $59.14 | 5.4K | Nov 1, 2023 | Direct | F1 |
| transaction | ROKU | Class A Common Stock | Sale | -$195K | -2.3K | -42.55% | $85.03 | 3.1K | Nov 3, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares sold pursuant to Mr. Banks' 10b5-1 plan. |