David V. Auld - Oct 31, 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
Executive Vice Chair, Director
Signature
/s/ David V. Auld
Stock symbol
DHI
Transactions as of
Oct 31, 2023
Transactions value $
-$8,428,734
Form type
4
Date filed
11/2/2023, 05:18 PM
Previous filing
Apr 20, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +169K +24.26% $0.00 864K Oct 31, 2023 Direct F1, F2
transaction DHI Common Stock Award $0 +36.4K +4.21% $0.00 901K Oct 31, 2023 Direct F1
transaction DHI Common Stock Tax liability -$8.43M -80.7K -8.96% $104.40 820K Oct 31, 2023 Direct F3, F4
holding DHI Common Stock 211K Oct 31, 2023 Held by Trusts of Mr. Auld's children. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -169K -100% $0.00* 0 Oct 31, 2023 Common Stock 169K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F3 These shares were surrendered to issuer to cover tax obligations of the 205,169 shares of DHI common stock referenced in note 1 above.
F4 Following all transactions listed on this Form 4, Mr. Auld owns directly 820,157 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.