David V. Auld - Apr 18, 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO, Director
Signature
/s/ David V. Auld
Stock symbol
DHI
Transactions as of
Apr 18, 2023
Transactions value $
-$988,694
Form type
4
Date filed
4/20/2023, 05:37 PM
Previous filing
Mar 27, 2023
Next filing
Nov 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Award $0 +24.6K +3.61% $0.00 705K Apr 18, 2023 Direct F1
transaction DHI Common Stock Tax liability -$989K -9.68K -1.37% $102.18 696K Apr 18, 2023 Direct F2, F3
holding DHI Common Stock 211K Apr 18, 2023 Held by Trusts of Mr. Auld's children. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Award $0 +23.7K $0.00 23.7K Apr 20, 2023 Common Stock 23.7K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were issued pursuant to Mr. Auld's bonus earned for the six-months ended March 31, 2023.
F2 These shares were surrendered to issuer to cover tax obligations of the 24,589 shares referenced in note 1 above.
F3 Following all transactions listed on this Form 4, Mr. Auld owns directly 695,723 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F5 The restricted stock units vest in three equal annual installments beginning April 20, 2024.