| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LUCD | Common stock | Sale | -$286 | -200 | -0.15% | $1.43 | 131K | Sep 25, 2023 | Direct | F1, F2, F3 |
| transaction | LUCD | Common stock | Sale | -$14.7K | -10K | -7.61% | $1.47 | 121K | Sep 26, 2023 | Direct | F1, F2, F3 |
| transaction | LUCD | Common stock | Sale | -$14.3K | -10K | -8.24% | $1.43 | 111K | Sep 26, 2023 | Direct | F1, F2, F3 |
| transaction | LUCD | Common stock | Sale | -$14.1K | -9.75K | -8.75% | $1.45 | 102K | Sep 26, 2023 | Direct | F1, F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Each sale was in connection with the Reporting Person's estimated income tax withholdings related to vested restricted stock. |
| F2 | Represents shares the Reporting Person received as a restricted stock grant under the Issuer's 2018 Equity Plan. Such grant was 169,320 shares of common stock, 50% of which vested September 20, 2022 and 50% of which vested September 20, 2023. |
| F3 | The reported sales of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023. |