| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LUCD | Common stock | Sale | -$4.94K | -3.41K | -2.51% | $1.45 | 132K | Sep 20, 2023 | Direct | F1, F2, F3 |
| transaction | LUCD | Common stock | Sale | -$593 | -412 | -0.31% | $1.44 | 132K | Sep 20, 2023 | Direct | F1, F2, F3 |
| transaction | LUCD | Common stock | Sale | -$144 | -100 | -0.08% | $1.44 | 132K | Sep 21, 2023 | Direct | F1, F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Each sale was in connection with the Reporting Person's estimated income tax withholdings related to vested restricted stock. |
| F2 | Represents shares the Reporting Person received as a restricted stock grant under the Issuer's 2018 Equity Plan. Such grant was 169,320 shares of common stock, 50% of which vested September 20, 2022 and 50% of which vested September 20, 2023. |
| F3 | The reported sales of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023. |
This Form 4 Amendment (this "Amendment") was filed with respect to the initial Form 4 filed September 22, 2023 (the "Initial Form 4") to clarify that the transactions reported on the Initial Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2023. This is indicated on this Amendment by (i) the checking of the "Rule 10b5-1(c) Transaction Indication" box above Table I and (ii) the addition of Footnote 3. There are no other differences between this Amendment and the Initial Form 4.