Charles E. Baker - Sep 18, 2023 Form 4 Insider Report for BALL Corp (BALL)

Role
VP, GEN COUNSEL & CORP SEC
Signature
/s/ Charles E. Baker
Stock symbol
BALL
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
4
Date filed
9/18/2023, 07:12 PM
Previous filing
Sep 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BALL Common Stock 202K Sep 18, 2023 Direct F1
holding BALL Common Stock 6.13K Sep 18, 2023 401(k) Plan F1, F2
holding BALL Common Stock 13.3K Sep 18, 2023 See Footnote F1, F3
holding BALL Common Stock 800 Sep 18, 2023 By Daughter F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BALL Deferred Compensation Company Stock Plan 108K Sep 18, 2023 Common Stock 108K Direct F1, F5, F6
holding BALL Restricted Stock Units 18.9K Sep 18, 2023 Common Stock 18.9K Direct F1, F7
holding BALL Restricted Stock Units 2.8K Sep 18, 2023 Common Stock 2.8K Direct F1, F8
holding BALL Stock Appreciation Rights (sars) 44.8K Sep 18, 2023 Common Stock 44.8K $24.54 Direct F1
holding BALL Stock Appreciation Rights (sars) 35.2K Sep 18, 2023 Common Stock 35.2K $33.08 Direct F1
holding BALL Stock Appreciation Rights (sars) 29.1K Sep 18, 2023 Common Stock 29.1K $33.05 Direct F1
holding BALL Stock Appreciation Rights (sars) 37.5K Sep 18, 2023 Common Stock 37.5K $38.38 Direct F1
holding BALL Stock Option (Right to Buy) 39.7K Sep 18, 2023 Common Stock 39.7K $38.84 Direct F1
holding BALL Stock Option (Right to Buy) 31.4K Sep 18, 2023 Common Stock 31.4K $50.78 Direct F1
holding BALL Stock Option (Right to Buy) 26K Sep 18, 2023 Common Stock 26K $72.59 Direct F1
holding BALL Stock Option (Right to Buy) 22.2K Sep 18, 2023 Common Stock 22.2K $85.33 Direct F1
holding BALL Stock Option (Right to Buy) 21.7K Sep 18, 2023 Common Stock 21.7K $86.57 Direct F1
holding BALL Stock Option (Right to Buy) 27.7K Sep 18, 2023 Common Stock 27.7K $56.64 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Charles E. Baker is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
F2 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3 These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F4 The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F5 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F7 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8 Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.