Charles E. Baker - Sep 15, 2023 Form 4 Insider Report for BALL Corp (BALL)

Role
VP, GEN COUNSEL & CORP SEC
Signature
/s/ Charles E. Baker
Stock symbol
BALL
Transactions as of
Sep 15, 2023
Transactions value $
$44,186
Form type
4
Date filed
9/18/2023, 07:10 PM
Previous filing
Feb 22, 2023
Next filing
Sep 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $62K +1.2K +0.6% $51.68 203K Sep 15, 2023 Direct F1, F2
transaction BALL Common Stock Tax liability -$17.8K -345 -0.17% $51.68 202K Sep 15, 2023 Direct F2, F3
holding BALL Common Stock 13.3K Sep 15, 2023 See Footnote F2, F4
holding BALL Common Stock 800 Sep 15, 2023 By Daughter F2, F5
holding BALL Common Stock 6.13K Sep 15, 2023 401(k) Plan F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Options Exercise $0 -1.2K -30% $0.00 2.8K Sep 15, 2023 Common Stock 1.2K Direct F2, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
F3 Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F4 These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F5 The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F6 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F7 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8 Lapse of restricted stock units granted in conjunction with the Deposit Share Program.