William J. Rouhana Jr - Sep 11, 2023 Form 4 Insider Report for Chicken Soup for the Soul Entertainment, Inc. (CSSE)

Signature
William J. Rouhana, Jr.
Stock symbol
CSSE
Transactions as of
Sep 11, 2023
Transactions value $
$0
Form type
4
Date filed
9/12/2023, 06:50 PM
Previous filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSSE Class A Common Stock Other +404K +12.29% 3.69M Sep 11, 2023 by Chicken Soup for the Soul, LLC F1, F2
holding CSSE Class A Common Stock 510K Sep 11, 2023 by Trema, LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CSSE Class B Common Stock 7.65M Sep 11, 2023 Class A Common Stock 7.65M by Chicken Soup for the Soul, LLC F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A common stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
F2 Chicken Soup for the Soul, LLC, immediate parent of the Issuer, is an entity controlled by reporting person, William J. Rouhana, Jr., the Chief Executive Officer and a Director of the Issuer. This entity was formerly known as Chicken Soup for the Soul Productions, LLC. Chicken Soup for the Soul, LLC is owned by Chicken Soup for the Soul Holdings, LLC, which is also an entity controlled by Mr. Rouhana.
F3 Trema, LLC is an entity controlled by Mr. Rouhana.
F4 The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.