Anthony J. Wood - 08 Sep 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
08 Sep 2023
Net transactions value
+$15,282,103
Form type
4
Filing time
12 Sep 2023, 18:44:15 UTC
Previous filing
06 Sep 2023
Next filing
19 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $7,641,051 +136,277 $56.07 136,277 08 Sep 2023 Direct
transaction ROKU Class A Common Stock Gift $0 -45,298 -45% $0.000000 54,702 08 Sep 2023 The Anthony J. Wood 2022 Annuity Trust V-B
transaction ROKU Class A Common Stock Gift $0 +45,298 $0.000000 45,298 08 Sep 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 -45,298 -100% $0.000000* 0 11 Sep 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 +45,298 $0.000000 45,298 11 Sep 2023 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 42,500 08 Sep 2023 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 6,849 08 Sep 2023 The Anthony J. Wood 2022 Annuity Trust V
holding ROKU Class A Common Stock 41,851 08 Sep 2023 The Anthony J. Wood 2023 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Options Exercise $7,641,051 +136,277 $56.07 136,277 08 Sep 2023 Class A Common Stock 136,277 $56.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option is fully vested.