Guillermo Bichara - Sep 7, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Signature
Anthony M. Pepper, Attorney-in-Fact
Stock symbol
LIN
Transactions as of
Sep 7, 2023
Transactions value $
-$8,973,004
Form type
4
Date filed
9/11/2023, 01:11 PM
Previous filing
May 3, 2023
Next filing
Mar 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $5.98M +38.8K +142.85% $154.00 66K Sep 7, 2023 Direct
transaction LIN Ordinary Shares Tax liability -$10.1M -26.3K -39.9% $384.66 39.6K Sep 7, 2023 Direct F1
transaction LIN Ordinary Shares Sale -$4.83M -12.5K -31.49% $386.53 27.2K Sep 7, 2023 Direct F2
holding LIN Ordinary Shares 2.61K Sep 7, 2023 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Options (right to buy) Options Exercise $0 -38.8K -100% $0.00* 0 Sep 7, 2023 Ordinary Shares 38.8K $154.00 Direct F9
holding LIN Restricted Stock Units 1.68K Sep 7, 2023 Ordinary Shares 1.68K Direct F3
holding LIN Restricted Stock Units 1.54K Sep 7, 2023 Ordinary Shares 1.54K Direct F4
holding LIN Restricted Stock Units 2K Sep 7, 2023 Ordinary Shares 2K Direct F5
holding LIN Stock Options (right to buy) 11.1K Sep 7, 2023 Ordinary Shares 11.1K $354.14 Direct F6
holding LIN Stock Options (right to buy) 13.3K Sep 7, 2023 Ordinary Shares 13.3K $270.99 Direct F7
holding LIN Stock Options (right to buy) 21K Sep 7, 2023 Ordinary Shares 21K $253.68 Direct F8
holding LIN Stock Options (right to buy) 26.2K Sep 7, 2023 Ordinary Shares 26.2K $173.13 Direct F9
holding LIN Stock Options (right to buy) 27K Sep 7, 2023 Ordinary Shares 27K $176.63 Direct F9
holding LIN Stock Options (right to buy) 40.1K Sep 7, 2023 Ordinary Shares 40.1K $118.71 Direct F9
holding LIN Deferred Stock Units 669 Sep 7, 2023 Ordinary Shares 669 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ordinary shares withheld to pay exercise price and taxes.
F2 The price reported is the weighted average sale price. The sale prices ranged from $384.670 to $387.330. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F4 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F5 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F8 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F9 This option vested in full over three years in three consecutive equal annual installments beginning one year after the date of the grant.
F10 Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F11 Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.