Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -840 | -24.99% | $0.00 | 2.52K | Sep 1, 2023 | Class A Common Stock | 840 | Direct | F3, F4 | |
transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -889 | -25% | $0.00 | 2.67K | Sep 1, 2023 | Class A Common Stock | 889 | Direct | F3, F5 | |
transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -2.54K | -12.5% | $0.00 | 17.8K | Sep 1, 2023 | Class A Common Stock | 2.54K | Direct | F3, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. |
F2 | Shares sold pursuant to the reporting person's 10b5-1 plan. |
F3 | Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
F4 | This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023. |
F5 | This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021. |
F6 | This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. |