Brian F. Sullivan - 25 Aug 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
25 Aug 2023
Net transactions value
$0
Form type
4
Filing time
29 Aug 2023, 16:40:25 UTC
Previous filing
21 Feb 2023
Next filing
28 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 3,016,643 25 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +180,000 $0.000000 180,000 25 Aug 2023 Common Stock 180,000 $9.89 Direct F11
holding CELC Stock Option (right to buy) 21,500 25 Aug 2023 Common Stock 21,500 $8.40 Direct F1
holding CELC Stock Option (right to buy) 8,220 25 Aug 2023 Common Stock 8,220 $5.50 Direct F1
holding CELC Stock Option (right to buy) 3,769 25 Aug 2023 Common Stock 3,769 $5.50 Direct F1
holding CELC Stock Option (right to buy) 14,675 25 Aug 2023 Common Stock 14,675 $5.50 Direct F1
holding CELC Stock Option (right to buy) 50,000 25 Aug 2023 Common Stock 50,000 $5.50 Direct F1
holding CELC Stock Option (right to buy) 4,985 25 Aug 2023 Common Stock 4,985 $5.50 Direct F1
holding CELC Stock Option (right to buy) 20,000 25 Aug 2023 Common Stock 20,000 $5.90 Direct F2
holding CELC Stock Option (right to buy) 17,281 25 Aug 2023 Common Stock 17,281 $5.90 Direct F1
holding CELC Stock Option (right to buy) 11,081 25 Aug 2023 Common Stock 11,081 $5.50 Direct F3
holding CELC Stock Option (right to buy) 12,859 25 Aug 2023 Common Stock 12,859 $5.50 Direct F4
holding CELC Stock Option (right to buy) 11,889 25 Aug 2023 Common Stock 11,889 $5.50 Direct F5
holding CELC Stock Option (right to buy) 13,509 25 Aug 2023 Common Stock 13,509 $5.50 Direct F6
holding CELC Stock Option (right to buy) 17,000 25 Aug 2023 Common Stock 17,000 $5.50 Direct F1
holding CELC Stock Option (right to buy) 20,000 25 Aug 2023 Common Stock 20,000 $5.50 Direct F7
holding CELC Stock Option (right to buy) 6,569 25 Aug 2023 Common Stock 6,569 $5.50 Direct F8
holding CELC Stock Option (right to buy) 250,000 25 Aug 2023 Common Stock 250,000 $5.50 Direct F1
holding CELC Warrants (right to buy) 104,340 25 Aug 2023 Common Stock 104,340 $8.05 Direct F9
holding CELC Stock Option (right to buy) 69,760 25 Aug 2023 Common Stock 69,760 $11.55 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F3 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F4 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F5 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F6 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F7 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F8 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
F9 Fully exercisable.
F10 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
F11 45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.