Brian F. Sullivan - Aug 25, 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Aug 25, 2023
Transactions value $
$0
Form type
4
Date filed
8/29/2023, 04:40 PM
Previous filing
Feb 21, 2023
Next filing
Dec 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 3.02M Aug 25, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +180K $0.00 180K Aug 25, 2023 Common Stock 180K $9.89 Direct F11
holding CELC Stock Option (right to buy) 21.5K Aug 25, 2023 Common Stock 21.5K $8.40 Direct F1
holding CELC Stock Option (right to buy) 8.22K Aug 25, 2023 Common Stock 8.22K $5.50 Direct F1
holding CELC Stock Option (right to buy) 3.77K Aug 25, 2023 Common Stock 3.77K $5.50 Direct F1
holding CELC Stock Option (right to buy) 14.7K Aug 25, 2023 Common Stock 14.7K $5.50 Direct F1
holding CELC Stock Option (right to buy) 50K Aug 25, 2023 Common Stock 50K $5.50 Direct F1
holding CELC Stock Option (right to buy) 4.99K Aug 25, 2023 Common Stock 4.99K $5.50 Direct F1
holding CELC Stock Option (right to buy) 20K Aug 25, 2023 Common Stock 20K $5.90 Direct F2
holding CELC Stock Option (right to buy) 17.3K Aug 25, 2023 Common Stock 17.3K $5.90 Direct F1
holding CELC Stock Option (right to buy) 11.1K Aug 25, 2023 Common Stock 11.1K $5.50 Direct F3
holding CELC Stock Option (right to buy) 12.9K Aug 25, 2023 Common Stock 12.9K $5.50 Direct F4
holding CELC Stock Option (right to buy) 11.9K Aug 25, 2023 Common Stock 11.9K $5.50 Direct F5
holding CELC Stock Option (right to buy) 13.5K Aug 25, 2023 Common Stock 13.5K $5.50 Direct F6
holding CELC Stock Option (right to buy) 17K Aug 25, 2023 Common Stock 17K $5.50 Direct F1
holding CELC Stock Option (right to buy) 20K Aug 25, 2023 Common Stock 20K $5.50 Direct F7
holding CELC Stock Option (right to buy) 6.57K Aug 25, 2023 Common Stock 6.57K $5.50 Direct F8
holding CELC Stock Option (right to buy) 250K Aug 25, 2023 Common Stock 250K $5.50 Direct F1
holding CELC Warrants (right to buy) 104K Aug 25, 2023 Common Stock 104K $8.05 Direct F9
holding CELC Stock Option (right to buy) 69.8K Aug 25, 2023 Common Stock 69.8K $11.55 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F3 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F4 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F5 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F6 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F7 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F8 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
F9 Fully exercisable.
F10 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
F11 45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.