Brian F. Sullivan - Feb 16, 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/21/2023, 03:26 PM
Previous filing
Dec 13, 2022
Next filing
Aug 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 3.02M Feb 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +69.8K $0.00 69.8K Feb 16, 2023 Common Stock 69.8K $11.55 Direct F12
holding CELC Stock Option (right to buy) 21.5K Feb 16, 2023 Common Stock 21.5K $8.40 Direct F1
holding CELC Stock Option (right to buy) 8.22K Feb 16, 2023 Common Stock 8.22K $5.50 Direct F1
holding CELC Stock Option (right to buy) 3.77K Feb 16, 2023 Common Stock 3.77K $5.50 Direct F1
holding CELC Stock Option (right to buy) 14.7K Feb 16, 2023 Common Stock 14.7K $5.50 Direct F1
holding CELC Stock Option (right to buy) 50K Feb 16, 2023 Common Stock 50K $5.50 Direct F2
holding CELC Stock Option (right to buy) 4.99K Feb 16, 2023 Common Stock 4.99K $5.50 Direct F1
holding CELC Stock Option (right to buy) 20K Feb 16, 2023 Common Stock 20K $5.90 Direct F3
holding CELC Stock Option (right to buy) 17.3K Feb 16, 2023 Common Stock 17.3K $5.90 Direct F1
holding CELC Stock Option (right to buy) 11.1K Feb 16, 2023 Common Stock 11.1K $5.50 Direct F4
holding CELC Stock Option (right to buy) 12.9K Feb 16, 2023 Common Stock 12.9K $5.50 Direct F5
holding CELC Stock Option (right to buy) 11.9K Feb 16, 2023 Common Stock 11.9K $5.50 Direct F6
holding CELC Stock Option (right to buy) 13.5K Feb 16, 2023 Common Stock 13.5K $5.50 Direct F7
holding CELC Stock Option (right to buy) 17K Feb 16, 2023 Common Stock 17K $5.50 Direct F1
holding CELC Stock Option (right to buy) 20K Feb 16, 2023 Common Stock 20K $5.50 Direct F8
holding CELC Stock Option (right to buy) 6.57K Feb 16, 2023 Common Stock 6.57K $5.50 Direct F9
holding CELC Stock Option (right to buy) 250K Feb 16, 2023 Common Stock 250K $5.50 Direct F10
holding CELC Warrants (right to buy) 104K Feb 16, 2023 Common Stock 104K $8.05 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.
F3 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F4 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F5 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F6 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F7 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F8 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F9 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
F10 These shares vest in equal amounts over fourteen (14) months, beginning June 1, 2022.
F11 Fully exercisable.
F12 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.