Mai Fyfield - 08 Jun 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
08 Jun 2023
Net transactions value
-$27,804
Form type
4
Filing time
12 Jun 2023, 19:25:36 UTC
Previous filing
23 Aug 2022
Next filing
10 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +1,317 +159% $0.000000 2,143 09 Jun 2023 Direct
transaction ROKU Class A Common Stock Sale $27,804 -398 -19% $69.86 1,745 12 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Award $0 +2,164 $0.000000 2,164 08 Jun 2023 Class A Common Stock 2,164 Direct F2, F3
transaction ROKU Stock Options (right to buy) Award $0 +3,895 $0.000000 3,895 08 Jun 2023 Class A Common Stock 3,895 $69.10 Direct F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,317 -100% $0.000000* 0 09 Jun 2023 Class A Common Stock 1,317 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award on June 9, 2022.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
F4 The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
F5 This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.

Remarks:

Exhibit 24.1 - Power of Attorney