Richard Allen Grove - May 4, 2023 Form 4 Insider Report for ArrowMark Financial Corp. (BANX)

Role: Chief Compliance Officer
Signature: /s/ Richard Allen Grove
Stock symbol: BANX
Transactions as of: May 4, 2023
Transactions value $: $14,579
Form type: 4
Date filed: 5/5/2023, 12:50 PM
Previous filing: Aug 8, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BANX	Common Stock	Purchase	$14.6K	+1K	+200%	$14.58	1.5K	May 4, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $14.574 and $14.625, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $14.574 and $14.625, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.