-
Signature
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Clint Woods
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Stock symbol
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PFG
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Transactions as of
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Mar 28, 2023
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Transactions value $
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-$1,940,941
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Form type
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4
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Date filed
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3/30/2023, 02:12 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PFG |
Common Stock |
Award |
$462K |
+9.01K |
+22.7% |
$51.33 |
48.7K |
Mar 28, 2023 |
Direct |
F3 |
| transaction |
PFG |
Common Stock |
Award |
$668K |
+17.9K |
+36.72% |
$37.38 |
66.6K |
Mar 28, 2023 |
Direct |
F3 |
| transaction |
PFG |
Common Stock |
Disposed to Issuer |
-$1.94M |
-26.9K |
-40.39% |
$72.18 |
39.7K |
Mar 28, 2023 |
Direct |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$195K |
-3.8K |
-100% |
$51.33 |
0 |
Mar 28, 2023 |
Common Stock |
3.8K |
$51.33 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$268K |
-5.21K |
-100% |
$51.33 |
0 |
Mar 28, 2023 |
Common Stock |
5.21K |
$51.33 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$404K |
-10.8K |
-100% |
$37.38 |
0 |
Mar 28, 2023 |
Common Stock |
10.8K |
$37.38 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$264K |
-7.07K |
-65.38% |
$37.38 |
3.74K |
Mar 28, 2023 |
Common Stock |
7.07K |
$37.38 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: