-
Signature
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Clint Woods
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Stock symbol
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PFG
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Transactions as of
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Mar 27, 2023
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Transactions value $
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-$1,948,253
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Form type
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4
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Date filed
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3/29/2023, 11:12 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PFG |
Common Stock |
Award |
$909K |
+20.3K |
+51.06% |
$44.88 |
60K |
Mar 27, 2023 |
Direct |
F3 |
| transaction |
PFG |
Common Stock |
Award |
$340K |
+6.63K |
+11.05% |
$51.33 |
66.6K |
Mar 27, 2023 |
Direct |
F3 |
| transaction |
PFG |
Common Stock |
Disposed to Issuer |
-$1.95M |
-26.9K |
-40.39% |
$72.45 |
39.7K |
Mar 27, 2023 |
Direct |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$303K |
-6.76K |
-100% |
$44.88 |
0 |
Mar 27, 2023 |
Common Stock |
6.76K |
$44.88 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$303K |
-6.76K |
-100% |
$44.88 |
0 |
Mar 27, 2023 |
Common Stock |
6.76K |
$44.88 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$303K |
-6.76K |
-100% |
$44.88 |
0 |
Mar 27, 2023 |
Common Stock |
6.76K |
$44.88 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$267K |
-5.21K |
-100% |
$51.33 |
0 |
Mar 27, 2023 |
Common Stock |
5.21K |
$51.33 |
Direct |
|
| transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$72.6K |
-1.42K |
-27.15% |
$51.33 |
3.8K |
Mar 27, 2023 |
Common Stock |
1.42K |
$51.33 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: