Quan Anh Vu - 06 Mar 2023 Form 3 Insider Report for Ocugen, Inc. (OCGN)

Role
CFO/CBO
Signature
/s/ Quan Anh Vu
Issuer symbol
OCGN
Transactions as of
06 Mar 2023
Net transactions value
$0
Form type
3
Filing time
10 Mar 2023, 18:26:20 UTC
Previous filing
16 Dec 2021
Next filing
05 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OCGN Common Stock 165,934 06 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OCGN Option (Right to Buy) 06 Mar 2023 Common Stock 196,850 $1.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 163,934 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Ocugen, Inc. (the "Company"). The RSUs vest annually in equal installments over three years commencing on February 16, 2024, in each case subject to continued service with the Company on the applicable vesting dates. The RSUs will be settled on each applicable vesting date in shares of the Company's common stock.
F2 The option vests annually in equal installments over three years commencing on February 16, 2024, subject to continued service with the Company on the applicable vesting dates.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney.