Horst G. Zerbe - 29 Jan 2023 Form 4 Insider Report for IntelGenx Technologies Corp.

Role
Chief Executive Officer, Director
Signature
/s/ Ingrid Zerbe for Horst G. Zerbe
Issuer symbol
N/A
Transactions as of
29 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 17:04:48 UTC
Previous filing
03 Oct 2022
Next filing
31 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37,500 +6.5% $0.000000 617,408 29 Jan 2023 Common Stock 37,500 $0.2400 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37,500 +6.1% $0.000000 654,908 29 Jan 2023 Common Stock 37,500 $0.2400 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37,500 +5.7% $0.000000 692,408 29 Jan 2023 Common Stock 37,500 $0.2400 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +37,500 +5.4% $0.000000 729,908 29 Jan 2023 Common Stock 37,500 $0.2400 Direct F1
transaction IGXT Restricted Share Units (p.v.0.00001 ) Award $0 +125,000 +406% $0.000000 155,769 29 Jan 2023 Common Stock 125,000 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award vests as follows: 25% on each of January 29, 2024; 2025; 2026 and 2027, each vesting subject to acceleration upon Issuer's common stock achieving a specified price per share.
F2 Each performance right represents a contingent right to receive one share of Issuer's common stock. The performance rights vest upon Issuer's common stock achieving a specified price per share.