Horst G. Zerbe - 30 Sep 2022 Form 4 Insider Report for IntelGenx Technologies Corp.

Role
Chief Executive Officer, Director
Signature
/s/ Ingrid Zerbe for Horst G. Zerbe
Issuer symbol
N/A
Transactions as of
30 Sep 2022
Net transactions value
+$2,376
Form type
4
Filing time
03 Oct 2022, 08:47:00 UTC
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IGXT Common Stock, 0.00001 p.V Purchase $640 +5,000 +1.4% $0.1280 354,064 30 Sep 2022 Direct F1
transaction IGXT Common Stock, 0.00001 p.V Purchase $1,736 +14,000 +4% $0.1240 368,064 30 Sep 2022 Direct F2
holding IGXT Common Stock, 0.00001 p.V 4,238,680 30 Sep 2022 See footnote F3
holding IGXT Common Stock, 0.00001 p.V 4,238,680 30 Sep 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired on the TSX at C$0.175.
F2 Shares acquired on the TSX at C$0.17.
F3 In connection with the acquisition of IntelGenx in 2006, Horst G. Zerbe became our President, Chief Executive Officer and Director and acquired 4,709,643.5 exchangeable shares of our Canadian holding corporation 6544631Canada Inc., a Canadian special purpose corporation which wholly owns IntelGenx Corp. (the "Exchangeable Shares"). The 4,709,643.5 Exchangeable Shares are exchangeable, on a one-for-one basis, into shares of common stock of IntelGenx Technologies Corp. at Horst Zerbe's discretion. On July 28, 2011 Horst Zerbe exchanged 470,964 of the exchangeable shares into shares of Common Stock of IntelGenx Technologies Corp. In January of 2013, Horst Zerbe sold 250,000 of those shares of Common Stock on the open market. In April and August of 2015, Horst Zerbe sold 60,000 and 36,900 of those Shares of Common Stock respectively on the open market.