JOHN F. SCHULTZ - 15 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Issuer symbol: HPE
Transactions as of: 15 Dec 2022
Net transactions value: $0
Form type: 4
Filing time: 19 Dec 2022, 16:19:33 UTC
Previous filing: 13 Dec 2022
Next filing: 01 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$63,718	+4,043	+0.9%	$15.76	454,014	15 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$63,718	-4,043	-0.89%	$15.76	449,971	15 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$12,750	+809	+0.18%	$15.76	450,780	15 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$12,750	-809	-0.18%	$15.76	449,971	15 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-4,043	-3.6%		107,919	15 Dec 2022	Common Stock	4,043		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-809	-3.7%		21,270	15 Dec 2022	Common Stock	809		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3	As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.