John F. Schultz - Dec 15, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Stock symbol
HPE
Transactions as of
Dec 15, 2022
Transactions value $
$0
Form type
4
Date filed
12/19/2022, 04:19 PM
Previous filing
Dec 13, 2022
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $63.7K +4.04K +0.9% $15.76 454K Dec 15, 2022 Direct
transaction HPE Common Stock Tax liability -$63.7K -4.04K -0.89% $15.76 450K Dec 15, 2022 Direct
transaction HPE Common Stock Options Exercise $12.7K +809 +0.18% $15.76 451K Dec 15, 2022 Direct
transaction HPE Common Stock Tax liability -$12.7K -809 -0.18% $15.76 450K Dec 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -4.04K -3.61% 108K Dec 15, 2022 Common Stock 4.04K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -809 -3.66% 21.3K Dec 15, 2022 Common Stock 809 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.