John F. Schultz - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Issuer symbol
HPE
Transactions as of
09 Dec 2022
Net transactions value
+$3,387,430
Form type
4
Filing time
13 Dec 2022, 20:46:37 UTC
Previous filing
12 Dec 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $635,470 +39,348 +16% $16.15 279,571 10 Dec 2022 Direct
transaction HPE Common Stock Tax liability $268,316 -16,614 -5.9% $16.15 262,957 10 Dec 2022 Direct
transaction HPE Common Stock Options Exercise $985,102 +60,997 +23% $16.15 323,954 10 Dec 2022 Direct
transaction HPE Common Stock Tax liability $389,054 -24,090 -7.4% $16.15 299,864 10 Dec 2022 Direct
transaction HPE Common Stock Options Exercise $904,109 +55,982 +19% $16.15 355,846 09 Dec 2022 Direct
transaction HPE Common Stock Tax liability $355,784 -22,030 -6.2% $16.15 333,816 09 Dec 2022 Direct
transaction HPE Common Stock Options Exercise $178,296 +11,040 +3.3% $16.15 344,856 09 Dec 2022 Direct
transaction HPE Common Stock Tax liability $70,172 -4,345 -1.3% $16.15 340,511 09 Dec 2022 Direct
transaction HPE Common Stock Award $669,983 +41,485 +12% $16.15 381,996 09 Dec 2022 Direct F1
transaction HPE Common Stock Tax liability $298,274 -18,469 -4.8% $16.15 363,527 09 Dec 2022 Direct
transaction HPE Common Stock Award $2,399,987 +148,606 +41% $16.15 512,133 09 Dec 2022 Direct F2
transaction HPE Common Stock Tax liability $1,003,916 -62,162 -12% $16.15 449,971 09 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -39,348 -100% 0 10 Dec 2022 Common Stock 39,348 Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -60,997 -50% 60,996 10 Dec 2022 Common Stock 60,997 Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -55,982 -33% 111,962 09 Dec 2022 Common Stock 55,982 Direct F3, F6
transaction HPE Restricted Stock Units Options Exercise -11,040 -33% 22,079 09 Dec 2022 Common Stock 11,040 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,078 vested dividend equivalent rights and a de minimus adjustment of 0.4842 due to fractional rounding of the dividend equivalent rights.
F5 As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,916 vested dividend equivalent rights and a de minimus adjustment of 0.2726 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, and 54,183 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,799 vested dividend equivalent rights and a de minimus adjustment of 0.4393 due to fractional rounding of the dividend equivalent rights.
F7 As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 204 vested dividend equivalent rights and a de minimus adjustment of 0.1326 due to fractional rounding of the dividend equivalent rights.