Antonio F. Neri - 15 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President and CEO
Signature
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Issuer symbol
HPE
Transactions as of
15 Dec 2022
Net transactions value
$0
Form type
4
Filing time
19 Dec 2022, 16:19:33 UTC
Previous filing
13 Dec 2022
Next filing
12 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $101,053 +6,412 +0.46% $15.76 1,391,703 15 Dec 2022 Direct
transaction HPE Common Stock Tax liability $101,053 -6,412 -0.46% $15.76 1,385,291 15 Dec 2022 Direct
transaction HPE Common Stock Options Exercise $165,638 +10,510 +0.76% $15.76 1,395,801 15 Dec 2022 Direct
transaction HPE Common Stock Tax liability $165,638 -10,510 -0.75% $15.76 1,385,291 15 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -6,412 -3.5% 177,026 15 Dec 2022 Common Stock 6,412 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -10,510 -3.6% 280,592 15 Dec 2022 Common Stock 10,510 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.