Antonio F. Neri - Dec 15, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President and CEO
Signature
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Stock symbol
HPE
Transactions as of
Dec 15, 2022
Transactions value $
$0
Form type
4
Date filed
12/19/2022, 04:19 PM
Previous filing
Dec 13, 2022
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $101K +6.41K +0.46% $15.76 1.39M Dec 15, 2022 Direct
transaction HPE Common Stock Tax liability -$101K -6.41K -0.46% $15.76 1.39M Dec 15, 2022 Direct
transaction HPE Common Stock Options Exercise $166K +10.5K +0.76% $15.76 1.4M Dec 15, 2022 Direct
transaction HPE Common Stock Tax liability -$166K -10.5K -0.75% $15.76 1.39M Dec 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -6.41K -3.5% 177K Dec 15, 2022 Common Stock 6.41K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -10.5K -3.61% 281K Dec 15, 2022 Common Stock 10.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.